Important Regulatory Content

IMPORTANT DOCUMENTS

MUTUAL FUND SERVICE SYSTEM FACILITY
MFSS Activation form
Trading & Depository Participant
Documents
Segment Activation form [To apply online - Click here]
Authorisation for Running Account
KYC Form Individual
KYC Form Non-Individual
POA-For Non-Individual
KYC Handout Customer Copy
FATCA Declaration for Non-Individual
FATCA Declaration for Individual
Account Closure Form
Policy & Procedure
Policy for Inactive / Dormant Accounts
Policy & Procedure( as per SEBI )
Settlement of Funds & Securities
Account Modification
Account Modification Form
DIS Slip Request Form
Change Of Nominee
RTGS/NEFT Registration Form
Multiple Nomination form
Portfolio Management Services
Disclosure Document
Top-up Request
Full Redemption Request
Modification Request
Account Closure
Account Closure Form
Transmission Form
Investors Education
Important Do's and Dont's
Investment Mantras
Investor Education on Anti-Money Laundering Measures

Download Client Registration Documents (Rights & Obligations, Risk Disclosure Document, Do's & Don't's) in Vernacular Language :

Assamese Bengali Gujrati Hindi Kanada
Kashmiri Konkani Malyalam Marathi Oriya
Punjabi Sindhi Tamil Telegu Urdu

 

Note:"This document is a translated version of the client registration documents in English and is being provided in vernacular language to facilitate better understanding by the investors. In case of any ambiguity, the contents of the English version would prevail."

 

MISCELLANEOUS DOWNLOADS

Terms Of Use

Privacy Policy

Angel Broking Ltd, Angel Securities Ltd and Angel Commodities Broking Pvt Ltd (hereinafter referred to as 'Angel') has its own unique Privacy Policy. Please read the following to learn more about our Privacy Policy.

This Privacy Policy covers Angel's stance towards the personal information which is stored while you are exploring our site and using the services on the site.

Gathering and Utilization of Information

Angel collects personally identifiable information while registering for Angel Account, Online Trading and Derivatives.

Information Sharing and Disclosure

1. Angel will preserve your personal information without selling or renting it to anyone.
2. Only those people or companies will have access to the information who are authorized to do so.
3. Angel will share your information only with your consent.

Cookies

Angel may set and access Cookies on your computer.

Edit Your Account Information and Preferences

Angel provides the facility to edit your Account Information and preferences at any time.

Security

Your Angel Account Information is password-protected for your privacy and security.

Amendments in the Privacy Policy

Angel may change this policy from time to time. We will notify you by posting a prominent announcement on our pages in case of substantial amendments in the way we use your personal information.

Suggestions or Queries

You are invited to forward your queries and suggestions to [email protected]

Fraud Prevention

Angel Broking is committed in ensuring that your trading accounts remain secure and your personal information remains private. Here are some tips that will help you feel comfortable when you trade with us.

Protect Your Online Trading Account:

The Internet and wireless technology have made it easy for investors to check their Trading Account information and initiate investment transactions in one go. Angel issues this Alert to warn investors to take precautions to help ensure the security of their Trading accounts. Not doing so puts your Account information and investments at risk.

By following a few simple steps, you can make it tougher for unauthorized people to gain access to your account. If your account access information has been stolen or compromised you can get in touch with us on (022) 28356000/ 40058200 or drop a mail at [email protected].

Lock the Door Behind You

It is very important to terminate each online session when you are finished-usually by clicking the "Log out" link on the site. This is the computer equivalent to locking the door when you leave the house. If you merely type in another address, or close or minimize the Web browser window, it may be possible for unauthorized users with access to the same computer to gain access to your account information. Retrieving this information could be as easy as clicking on the Internet browser icon, pressing the browser's Back button, or recalling a browser's Internet History.

Guard the Front Door

Recently, a popular browser such as Microsoft Internet Explorer has introduced a feature where the browser offers to "remember" your usernames and passwords to secure web sites. Think twice about using this feature as it may allow others who can access your computer to log in to your Trading or other online account. Never allow the browser to remember user names and passwords while using a public or shared computer.

Other Tips

Here are a few other helpful hints to keep your information safe and secure:
• Avoid using any computer that is not your own to access your Trading or other online account
• Never share your password information with others
• Create passwords that are unpredictable and counterintuitive, and don't use the same password for different accounts
• Change passwords regularly
• Beware of over-the-shoulder snoops while using public computers
• If you suspect that your password has been stolen or used by others, notify us immediately.
• If you must use a public or borrowed computer, you can marginally diminish the risk by clearing all Temporary Internet Files and History from the browser after you are finished (if you are using Microsoft Internet Explorer, this is done by clicking the Tools menu, selecting Internet Options, then selecting Delete Files from the Temporary Internet Files area and Clear History from the History area). Note: You may not always have the freedom to delete this information from someone else's computer, and you can't be certain if it contains spyware or viruses

Do not store passwords in a file on your PC or laptop. They are at risk if your computer is serviced or stolen.
By taking a few precautions you can avoid the most common pitfalls.

Follow general best practices for securing any Internet-connected computer:

• Keep your computer up-to-date with the latest security updates
• Install a firewall and anti-virus software on any laptop or PC with wireless connectivity
• While accessing your personal financial information online, you should have a secure web connection at all times. The web site address should start with "https://" instead of "http://" and you should see a secure symbol such as a closed padlock or key on the status bar in the lower right part of your screen

Read Account Statements Carefully

Be sure to review your account information regularly. If there are transactions that look suspicious, report them to us immediately.

Terms of Use

Terms of Use

Angel Broking Ltd, Angel Securities Ltd and Angel Commodities Broking Pvt Ltd (hereinafter referred to as 'Angel') has launched e-broking services. It reserves the right to decide the criteria based on which customers would be allowed to avail of these services.

You agree and understand that the information and material contained in this website implies and constitutes your consent to the Terms and Conditions mentioned below. You also agree that Angel can modify or alter the Terms and Conditions of use for this service without any liability.

The content of the site and the interpretation of data are solely the personal views of the contributors. Angel reserves the right to make modifications and alterations to the content of the website. Users are advised to use the data for the purpose of information only and rely on their own judgment while making investment decisions. The values of all the global indices displayed in the website, are delayed by 10 to 60 minutes. The investments discussed or recommended may not be suitable for all investors. Angel does not warranty the timeliness, accuracy or quality of the electronic content.

A possibility exists that the site could include inaccuracies or errors. Additionally, a possibility exist that unauthorized additions, deletions or alterations could be made by third parties to the site. Although Angel attempts to ensure the integrity, correctness and authenticity of the site, it makes no guarantees whatsoever as to its completeness, correctness or accuracy. In the event, that such an inaccuracy arises, please inform Angel so that it can be corrected.

The price and value of investments and the income derived from them can go up or down and you may not get back the the capital invested. Changes in the rate of exchange may have an adverse effect on the value, price and income of investments in deposits other than your own. Past performance is not necessarily an indicator of future performance. The services and investments referred to in Angel's Site may have tax consequences and it is important to bear in mind that Angel does not provide tax advice. The level of taxation depends on individual circumstances and such levels and bases of taxation can change. You should consult your own Tax Advisor in order to understand any applicable tax consequences.

Angel does not make any personal recommendations. The information on our Internet site is provided solely to enable investors to make their own investment decisions and does not constitute a recommendation to buy, sell or otherwise deal in investments. Our services and the securities we offer services on, may not be suitable for all customers; hence you should seek advice from an independent Financial Advisor.

The content of the website cannot be copied, reproduced, republished, uploaded, posted, transmitted or distributed for any non-personal use without obtaining prior permission from Angel. We reserve the right to terminate the accounts of subscribers/customers, who violate the proprietary rights, in addition to necessary legal action.

Angel and its owners/affiliates are not liable for damages caused by any performance, failure of performance, error, omission, interruption, deletion, defect, delay in transmission or operations, computer virus, communications line failure, and unauthorized access to the personal accounts. Angel is not responsible for any technical failure or malfunction of the software or delays of any kind. We are also not responsible for non-receipt of registration details or e-mails. Users shall bear all responsibility of keeping the password secure. Angel is not responsible for the loss or misuse of the password.

Angel is not responsible for the content of any of the linked sites. By providing access to other web-sites, Angel is neither recommending nor endorsing the content available in the linked websites.

You agree that the information gathered from your profile will be used to enhance your experience on the website. We will not rent or sell the profile to any third party. In case of a contest or a promotion scheme, we reserve the right to share the users profile with the sponsors. In the event of necessary credit checks and collection of payments, Angel can disclose such information to other authorities in good faith. Angel will use all or any part of the service and change terms without any obligation.

This website is for the exclusive purpose of transactions to be carried out within the territorial jurisdiction of India and all such transactions shall be governed by the laws in India. Notice is hereby given that Non Resident Indians (NRI's) and Foreign Nationals accessing this web site and opting to transact thereon shall do so after due verification at their end of their eligibility to do so. Angel undertakes no responsibility for such pre-eligibility of qualification on part of Non-Resident Indians (NRI's) or Foreign Nationals to transact on this website.

You understand and agree that no joint venture, partnership, employment or agency relationship exists between you and Angel as a result of this agreement or on account of use of our web site.

Price and availability of products and services offered on the site are subject to change without prior notice. We provide information about the availability of products or services to a certain extent but you should not rely on such information. Angel will not be liable for any lack of availability of products and services you may order through the site.

Governing Law

Transactions between you and Angel shall be governed by and construed in accordance with the laws of India, without regard to the laws regarding conflicts of law. Any litigation regarding this agreement or any transaction between customer and Angelbroking.com or any action at law or in equity arising out of or relating to these agreement or transaction shall be filed only in the Competent Courts of Mumbai alone and the customer hereby agrees, consents and submits to the jurisdiction of such courts for the purpose of litigating any such action.

BSE/NSE Disclaimer

The Bombay Stock Exchange/National Stock Exchange of India Ltd is not in any manner answerable, responsible or liable to any person or persons for any acts of omission or commission, errors, mistakes and/or violation, actual or perceived, by us or our partners, agents, associates etc, of any of the Rules, Regulations, Bye-laws of the Bombay Stock Exchange, National Stock Exchange of India Ltd, SEBI Act or any other laws in force from time to time.

The Bombay Stock Exchange/National Stock Exchange of India Ltd is not answerable, responsible or liable for any information on this Website or for any services rendered by us, our employees, and our servants.

If you do not agree to any of the Terms and Conditions mentioned in this agreement, you should exit the site.

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CSR Policy

The Board of Directors (the “Board”) of Angel Broking Limited (the “Company” or “ABPL” - formerly known as Angel Broking Private Limited) acting upon the recommendation of its Directors and the Corporate Social Responsibility Policy Committee (the “Committee”), has adopted the following policy and procedures with regard to the Company’s Social Responsibility:

Corporate Social Responsibility Philosophy and Objective

ABPL strives to be a socially responsible Company and strongly believes in development which is beneficial for the society at large. Through the CSR program, the Company sets the goal of reaching a global balance that integrates human, environmental and community resources. By means of integrating and embedding CSR into its business operation and participating proactively in CSR initiatives, the Company intends to contribute continuously to the global sustainable development. The objective of this Policy is to set guiding principles for carrying out CSR activities by the Company and also to set up process of execution, implementation and monitoring of the CSR activities to be undertaken by the Company.

CSR Activities

The Company shall undertake any of the following projects or programs or activities :
A) Eradicating hunger, poverty and malnutrition, promoting preventive health care and sanitation and making available safe drinking water

B) Promoting education, including special education and employment enhancing vocation skills especially among children, women, elderly and the differently abled and livelihood enhancement projects

C) Promoting gender equality, empowering women, setting up homes and hostels for women and orphans, setting up old age homes, day care centres and such other facilities for senior citizens and measures for reducing inequalities faced by socially and economically backward groups

D)Ensuring environmental sustainability, ecological balance, protection of flora and fauna, animal welfare, agroforestry, conservation of natural resources and maintaining quality of soil, air and water

E) Protection of national heritage, art and culture including restoration of buildings and sites of historical importance and works of art; setting up public libraries; promotion and development of traditional arts and handicrafts

F) Measures for the benefit of armed forces veterans, war widows and their dependents

G) Training to promote rural sports, nationally recognised sports, Paralympic and Olympic sports

H) Contribution to the Prime Minister’s National Relief Fund or any other fund set up by the central government for socio-economic development and relief and welfare of the scheduled castes, the scheduled tribes, other backward classes, minorities and women

I) Contribution or funds provided to technology incubators located within academic institution which are approved by the Central Government

J) Rural development projects

K) All other activities which forms part of CSR as per Schedule VII of the Act, 2013 (the “Act”) as amended from time to time.

Exclusions

The following activities shall not be considered as CSR activities:
A) CSR activities undertaken in pursuance of the Company’s normal course of business

B) CSR activities undertaken outside India

C) CSR activities that benefit only the employees of the Company and their families

D) Contribution of any amount directly or indirectly to any political party.

Implementation of CSR Activities

The Company may undertake CSR Activities through:
A) A registered trust or a registered society or a company established by the Company or its holding/subsidiary/associate company under Section 8 of the Act

B) Any other trust, society or company having an established track record of three years in undertaking similar programs or projects

C) Collaboration with other companies for undertaking the CSR Activities in such a manner that the CSR Committees of respective companies are in a position to report separately on such projects or programs.

Expenditure on CSR Activities

The Company may undertake CSR Activities through:
A) The Company shall spend, in every financial year, at least 2% (two percent) of the average net profits of the Company made during the three immediately preceding financial years.

B) The Company shall give preference to the local area and areas around its Registered Office, Corporate office, Regional offices, Branch offices and Franchisee offices, for spending the amount earmarked for Corporate Social Responsibility activities.

C) Any surplus arising out of the CSR Activities undertaken by the Company shall not form part of the business profit of the Company and same shall be spent for undertaking any CSR Activities only.

Modalities of execution, implementation schedules and monitoring process

The Company may undertake CSR Activities through:
A) The modalities of execution of CSR activities and the implementation schedule shall be determined by the Board of Directors from time to time, upon recommendation of the CSR Committee.

B) Appropriate documentation of CSR activities, reports on execution and expenditures will be undertaken on a regular basis and same will be available to the Board of Directors of the Company.

C) Initiatives undertaken on the CSR front will be reported in the Annual Report of the Company.

D) The CSR Committee will conduct due diligence checks on the current projects on a regular basis and report anomalies, if any, immediately.

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